2009-01-14

Freytag: Chapter 1, Section 1

Chapter 1. The Dramatic Action.

I. The Idea.

In the soul of the poet, the drama gradually takes shape out of the crude materials furnished by the account of some striking event. First appear single movements; internal conflicts and personal resolution, a deed fraught with consequence, the collision of two characters, the opposition of a hero to his surroundings, rise so prominently above their connection with other incidents, that they become the occasion for the transformation of other material. This transformation goes on to such an extent that the main element, vividly perceived, and comprehended in its entrancing, soul-stirring or terrifying significance, is separated from all that casually accompanies it, and with single supplementary, invented elements, is brought into a unifying relation of cause and effect. The new unit which thus arises is the Idea of the Drama. This is the center toward which further independent inventions are directed, like rays. This idea works with the power similar to the secret power of crystallization. Through this are unity of action, significance of characters, and at last, the whole structure of the drama produced.

How ordinary material becomes a poetic idea through inspiration, the following example will show. A young poet of the last century reads the following notice in a newspaper: “Stuttgart, Jan. 11. – In the dwelling of the musician, Kritz, were found, yesterday, his oldest daughter, Louise, and Duke Blasius von Böller, major of dragoons, lying dead upon the floor. The accepted facts in the case, and the medical examination indicated that both had come to their deaths by drinking poison. There is a rumor of an attachment between the pair, which the major's father, a well-known President von Böller, had sought to break off. The sad fate of the young woman, universally esteemed on account of her modest demeanor, awakens the sympathy of all people of sensibility.”

From the material thus afforded, the fancy of the poet, aroused by sympathy, fashions the character of an ardent and passionate youth, and of an innocent and susceptible maiden. The contrast between the court atmosphere, from which the lover has emerged, and the narrow circle of a little village household, is vividly felt. The hostile father becomes a heartless, intriguing courtier. An unavoidable necessity arises, of explaining the frightful resolution of a vigorous youth, a resolution apparently growing out of such a situation. The creative poet finds this interconnection in an illusion which the father has produced in the soul of the son, in a suspicion that his beloved is unfaithful. In this manner the poet makes the account intelligible to himself and to others; while freely inventing, he introduces an internal consistency. These inventions are, in appearance, little supplementary additions, but they make an entirely original production which spans over against the original occurrence as something new, and has something like the following contents: In the breast of a young nobleman, jealousy toward his beloved, a girl of the middle class, has been so excited by his father, that he destroys both her and himself by poison. Through this remodeling, an occurrence in real life becomes a dramatic idea. From this time forward, the real occurrence is unessential to the poet. The place, and family are lost sight of; indeed, whether the event happened as reported, or what was the character of the victims, and of their parents, or their rank, no longer matters at all; quick perception and the first activity of creative power have given to the occurrence a universally intelligible meaning and an intrinsic truth. The controlling forces of the piece are no longer accidental, and to be found in a single occurrence; they could enter into a hundred cases, and with the accepted characters and the assumed connection, the outcome would always be the same.

When the poet has once thus infused his own soul into the material, then he adopts from the real account some things which suit his purpose – the title of the father and of the son, the name of the bride, the business of her parents, perhaps single traits of character which he may turn to account. Alongside this goes further creative work; the chief characters are developed, to their distinct individualities; accessory figures are created, – a quarrelsome accomplice of the father, another woman, the opposite of the beloved, personality of the parents; new impulses are given to the action, and all these inventions are determined and ruled by the idea of the piece.

This idea, the first invention of the poet, the silent soul through which he gives life to the material coming to him from external sources, does not easily place itself before him as a clearly defined thought; it has not the colorless clearness of an abstract conception. On the contrary, the peculiarity in such work of the poet's mind is, that the chief parts of the action, the nature of the chief characters, indeed something of the color of the piece, glow in the soul at the same time with the idea, bound into an inseparable unity, and that they continually work like a human being producing and expanding in every direction. It is possible, of course, that the poet's idea, however securely he bears it in his soul, may never, during the process of composition, come to perfection in words, and that later, through reflection, but without having formulated it even for himself, he sets the possession of his soul into the stamped coin of speech, and comprehends it is the fundamental thought of his drama. It is possible, indeed, that he has perceived the idea more justly according to the rules of his art, and he is given the central thought of his work verbal expression.

If, however, it is inconvenient and often difficult for him to cast the idea of a growing play into a formula, to express it in words, yet the poet will do well, even in the beginning of his work, to temper the ardor of his soul, and sharply discriminating, judge the idea according to the essential requisites of the drama. It is the instructive for a stranger to a piece to seek the hidden soul in the complete production, and however imperfect this may possibly be, give the thought formal expression. Much may be recognized in this way that is characteristic of single poets. For example, let the foundation of Mary Stuart be, – “The excited jealousy of a queen incites to the killing of her imprisoned rival;” and again of Love and Intrigue, “The excited jealousy of a young nobleman incites to the killing of his humble beloved.” These bare formulas will be taken from the fullness of many-colored life which in the mind of the creative poet is connected with the idea; yet something peculiar will become distinct in the construction of both pieces, in addition; for example, that the poet using such a frame work was placed under the necessity of composing in advance the first part of the action, which explains the origin of the jealousy, and that the impelling force in the chief characters becomes operative just in the middle of the piece, and that the first acts contain preferably the endeavors of the accessory characters, to excite the fatal activity of one of the chief characters. It will be further noticed how similar in ultimate principle is the construction and motive of these two plays of Schiller, and how both have a surprising similarity in idea and plan, to the more powerful Othello.

The material which is transformed through the dramatic idea, is either invented by the poet specially for his drama, or is an incident related from the life which surrounds him, or an account which history offers, or the contents of a tradition, or novel, or narrative poem. In all of these cases, where the poet makes use of what is at hand, it has already been humanized by the impress of an idea. Even in the above supposed newspaper notice, the incipient remodeling is recognizable. In the last sentence, “There is a rumor of an attachment,” etc., the reporter makes the first attempt to transform the mere fact into a consistent story, to explain the tragic occurrence, to bring to the lovers a greater degree of interest, so that a more attractive meaning is given to their condition. The practice of transformation, through which consistency and a meaning corresponding to the demands of the thinking person were given to real events, is no prerogative of the poet. Inclination toward this, and capability for it, are active in all persons, and at all times. For thousands of years the human race has thus transposed for itself life in heaven and on earth; it has abundantly endowed its representations of the divine with human attributes. All heroic tradition has sprung from such a transformation of impressions from religious life, history, or natural objects, into poetic ideas. Even now, since historic culture prevails, and respect for the real relations of the great events of the world has risen so high, this tendency to explain occurrences shows itself in the greatest as well as in the least matters. In every anecdote, even in the disagreeable gossip of society, its activity is manifest, endeavoring, even if what is real remains unchanged, to present vividly and with spirit some trait of narrow life, or from the necessity of the raconteur, to make himself in contrast with others more surely and better observed.

Historical material is already brought into order through some idea, before the poet takes possession of it. The ideas of the historian are not at all poetical; but they have specific and shaping influence on every part of the work which is brought through them into being. Whoever describes the life of a man, whoever makes an exposition of a section of past time, must set in order his mass of material from an established point of view, must sift out the unessential, must make prominent the most essential. Still more, he must seek to comprehend the contents of a human life or a period of time; he must take pains to discover ultimate characteristics and intimate connection of events. He must also know the connection of his material with much that is external, and much that his work does not present. In certain cases, indeed, he must supplement what has been delivered to him, and so explain the unintelligible, but it's probable and possible meaning is evident. He is finally directed in the arrangement of his work, but the loss of creation, which have many things in common with the loss of poetic composition. Through his knowledge and his art, he made from crude material creates a picture exciting wonder, and produce upon the soul of the reader the most powerful effect. But he is distinguished from the poet by this, that he seeks conscientiously to understand what has actually occurred, exactly as it was presented to view, and that the interconnection which he seeks is produced by the laws of nature which we revere as divine, eternal, incomprehensible. To the historian, the event itself, with its significance for the human mind, seems of most importance. To the poet, the highest value lies in his own invention; and out of fondness for this, he, at his convenience, changes the actual incident. To the poet, therefore, every work of an historical writer, however animated it may be through the historical idea recognized in its contents, is still only raw material, like a daily occurrence; and the most artistic treatment by the historian is useful to the poet, only so far as it facilitates his comprehension of what has really happened. If the poet has come in history, found his interest awakened in the person of the martial prince, Wallenstein; if he perceives vividly in his reading a certain connection between the deeds and the fate of the man; if he is touched or shocked by single characteristics of his real life, – then there begins in his mind the process of reconstruction, so that he brings the deeds and fall of the hero into perfectly intelligible and striking connection, and he even so transforms the character of the hero as it is desirable for a touching and thrilling effect of the action. That which in the historical character is only a subordinate trait, now becomes the fundamental character of his being; the gloomy, fierce commander receives something of the poet's own nature; he becomes a high minded, dreaming, reflecting man. Conformably with this character, all incidents are remodeled, all other characters determined, and guilt and calamities regulated. Through such idealization arose Schiller's Wallenstein, a figure whose enchanting features have but little in common with the countenance of the historical Wallenstein. Indeed, the park will have to be on his guard lest, in his invention, there be made to appear what to his contemporaries may seem the opposite of historical truth. How much the later poet may be limited by such a consideration, will be discussed later.

It will depend on the personality of the poet, whether the first rapture of his poetic activity is derived from the enchanting characteristics of mankind, or from what is striking in real destiny, or from the really interesting in the color of the time, which he finds in the historical record. But from the moment when the enjoyment and ardor necessary to his production begin, he proceeds, indeed, with unfettered freedom, however faithfully he seems to himself to adhere to historical material. He transforms all available material into dramatic forces. [1] (See Notes, commencing page 383.)

Moreover, when the poet adopts material which has already been put in order more or less perfectly according to the laws of epic construction, as heroic poem, saga, artistically finished narrative, what is prepared for another species of poetry, is for him only material. Let it not be thought that an event with the persons involved, which has already been ennobled through an art so nearly allied, has for that reason a better preparation for the drama. On the contrary, there is between the great creations of the epic which shadow forth occurrences and heroes as they stand near each other, and dramatic art which represents actions and characters as they are developed through each other, a profound opposition which it is difficult for the creative artist to manage. Even the poetic charm which these created images exercise upon his soul, may render it the more difficult for him to transform them according to the vital requisites of his art. The Greek drama struggled as severely with its material, which was taken from the epic, as the historic poet of our time must, with the transformation of historical ideas into dramatic.

To transform material artistically, according to a unifying idea, means to idealize it. The characters of the poet, in contrast with the images from reality material, and according to a convenient craftsman's expression, are called ideals.